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Top regulatory issues facing financial advisors
  + stars: | 2023-06-15 | by ( ) www.cnbc.com   time to read: 1 min
Share Share Article via Facebook Share Article via Twitter Share Article via LinkedIn Share Article via EmailTop regulatory issues facing financial advisorsTop regulatory expert Brian Hamburger of Hamburger Law LLC and MarketCounsel Consulting shares his thoughts on some of the latest SEC regulations – including issues around the 2022 marketing rule and the SEC exam priorities – as well as offering his thoughts on what financial advisors should be on the lookout for when it comes to cybersecurity.
Persons: Brian Hamburger Organizations: Brian Hamburger of Hamburger Law, MarketCounsel Consulting, SEC
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