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Wells Fargo - 2 Wells - 2 Caroline Szyperski - 2 CNN — It’s - 1 Anthony Kim teed - 1 LIV Golf’s - 1 Rex Hoggard - 1 LIV - 1
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5 mentions found


☆ Anthony Kim mysteriously disappeared from golf 12 years ago. Now LIV Golf appears to be teasing his return
  + stars: | 2024-02-28 | by ( Jack Bantock | ) edition.cnn.com   time to read: +4 min
Now, a tour that didn’t exist when he left appears to be teasing his return from golf’s wilderness. “Welcome back and to the LIV Golf family mate. The golf world has missed you.”CNN has reached out to LIV Golf for comment. Breakout starThree-time PGA Tour winner Kim has not been seen at a pro tournament since withdrawing with an injury following the first round of the Wells Fargo Championship in May 2012. His career earnings total over $12 million, according to the PGA Tour.
Persons: CNN — It’s, Anthony Kim teed, LIV Golf’s, Rex Hoggard, LIV, Kim, Greg Norman, ”, ” Norman, LIV Golf, Achilles, Stan Badz, Brandon Malone Organizations: CNN, NBC Sports, ” CNN, Wells, Championship, University of Oklahoma, PGA, Valero Texas, Wachovia, T, USA, Ryder, T National, Congressional Country Club, Shell Houston Locations: Saudi Arabia, Jeddah, Los Angeles, Kentucky, Bethesda , Maryland, Europe, Mexico, Las Vegas, Saudi
☆ Wells Fargo repays clients $40 million for excessive investment advice fees
  + stars: | 2023-08-25 | by ( Greg Iacurci | ) www.cnbc.com   time to read: +1 min
Wells Fargo paid back $40 million to almost 11,000 customers who for years were overcharged on fees for investment advice, the Securities and Exchange Commission said Friday. Wells Fargo neither admitted nor denied the allegations, the agency said. However, internal systems failed to account for those reduced advisory fees in some cases, the SEC said. (AG Edwards and Wachovia merged in 2007; Wells Fargo and Wachovia then did so in 2008.) Caroline Szyperski, a spokesperson for Wells Fargo, said the firm is "pleased to resolve this matter."
Persons: Wells Fargo, Wells, There's, — AG, Gurbir Grewal, Caroline Szyperski Organizations: Securities and Exchange Commission, SEC, Finance, —, — AG Edwards, Wachovia —, Edwards, Wachovia Locations: Wells Fargo
☆ Wells Fargo overcharged nearly 11,000 investment accounts with advisory fees, SEC alleges
  + stars: | 2023-08-25 | by ( Matt Egan | ) edition.cnn.com   time to read: +2 min
New York CNN —For years, Wells Fargo overcharged almost 11,000 investment advisory accounts about $27 million in fees, federal regulators alleged on Friday. Wells Fargo agreed to pay a $35 million civil penalty to settle the matter, without admitting or denying the SEC charges. The agency said Wells Fargo also paid account holders about $40 million — including interest — to reimburse customers who’d been overcharged. The SEC also said Wells Fargo overcharged some clients who opened accounts prior to 2014 through the end of 2022. Wells Fargo spokesperson Caroline Szyperski said Wells Fargo Advisors conducted a “thorough review” of accounts and has fully reimbursed affected customers.
Persons: Wells, Wells Fargo, “, ” Gurbir Grewal, Edwards, Caroline Szyperski, “ We’re Organizations: New, New York CNN, Securities, Exchange Commission, SEC, Wells Fargo Advisors, Wachovia, Advisors Locations: New York, Wells Fargo overcharged, Wells, Wells Fargo
☆ Tiny tech bank defies US massacre of the minnows
  + stars: | 2023-06-08 | by ( John Foley | ) www.reuters.com   time to read: +6 min
One example is $1 billion Live Oak Bancshares (LOB.N), which flouts many preconceptions about what it means to be a tiny U.S. bank. But if those failures demonstrated that rapid growth brings escalating risk, Live Oak is a counterexample. Because of the way that programme is structured, around 40% of Live Oak’s lending carries a government guarantee. The company spun out its cloud-based banking software division nCino (NCNO.O) in 2014; that firm is now worth $2.8 billion, more than twice Live Oak’s value. That more earthly valuation might reflect Live Oak’s biggest risk: that it starts to look more like the rest of the pack.
Persons: it’s, Chip Mahan, SVB, It’s, Huntley Garriott, Goldman Sachs, reckons, ’, Keefe, Mahan, Liam Proud, Streisand Neto Organizations: YORK, Reuters, Wachovia, Valley Bank, U.S, Regional, Silvergate, Reuters Graphics Reuters, government’s, Business Administration, SBA, Federal, Truist, PNC Financial Services, redwoods, Twitter, Thomson Locations: United States, North Carolina, U.S
☆ Wells Fargo to pay $97 mln for sanctions compliance failures
  + stars: | 2023-03-30 | by ( Hannah Lang | Thomson Reuters | Hannah Lang Covers Financial Technology | ) www.reuters.com   time to read: +1 min
March 30 (Reuters) - Wells Fargo & Co (WFC.N) will pay fines of about $97.8 million for inadequate oversight of its compliance risks, enabling the apparent violation of U.S. sanctions against Iran, Syria and Sudan, federal authorities said on Thursday. The Fed fined Wells Fargo $67.8 million, while OFAC fined the bank $30 million for inadequate oversight of its compliance risks from 2010 to 2015. “Wells Fargo is pleased to resolve this legacy matter involving conduct that ended in 2015, which we voluntarily self-reported and fully cooperated with OFAC and the Federal Reserve Board to address," a Wells Fargo spokesperson said in a statement. In a release, OFAC said that Wells Fargo and its predecessor, Wachovia Bank, provided a European bank with software beginning in 2008 that allowed the firm to process 124 transactions involving sanctioned individuals or jurisdictions. In December, the U.S. Consumer Financial Protection Bureau hit Wells Fargo with the watchdog's largest ever civil penalty as part of a $3.7 billion agreement to settle charges over widespread mismanagement of car loans, mortgages and bank accounts.
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