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Top related persons:
There's - 1 Gary Gensler - 1 Gensler - 1 Schwab - 1 ETrade - 1 Hester Peirce - 1 Jonathan Kellner - 1 Peirce - 1
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Washington Security Traders Association of New York U.S Long
Top related orgs:
U.S . Securities - 1 Exchange - 1 SEC - 1 Securities - 1 Securities and Exchange - 1 Security Traders Association - 1 Security Traders Association of New - 1 Marriott Marquis - 1

Search resuls for: "Security Traders Association"


3 mentions found


☆ Securities traders are gathering in Washington, trying to figure out what the SEC is doing
  + stars: | 2023-10-11 | by ( Bob Pisani | ) www.cnbc.com   time to read: +6 min
The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headquarters in Washington, June 24, 2011. The big topic: trying to figure out what the Securities and Exchange Commission is doing. These wholesalers may send the orders to exchanges, but often match the orders against their own internal order flow. Gallagher will also likely weigh in on payment for order flow as well. "I'm doing everything backwards, I'm leaving a trade group and going into politics, but sometimes you gotta step up."
Persons: There's, Gary Gensler, Gensler, Schwab, ETrade, Hester Peirce, Jonathan Kellner, Peirce, Hope Jarkowski, Rostin Behnam, Dan Gallagher, Matt Andresen, Gallagher, Jim, George Santos, Santos Organizations: U.S . Securities, Exchange, SEC, Securities, Securities and Exchange, Security Traders Association, Security Traders Association of New, Marriott Marquis, Intelligence, Citadel, Republican, MEMX, Democratic, NYSE, CFTC, Corporate, Headlands Technology, Congress Locations: Washington, Security Traders Association of New York, U.S, Long
☆ Talk of banning short sales is suddenly in the air, but history argues against it
  + stars: | 2023-05-05 | by ( Bob Pisani | ) www.cnbc.com   time to read: +6 min
It's just a hop, skip and a jump away from the obvious conclusion: ban short sellers! There are already rules to prevent violation of short selling rules Fortunately, the SEC has not (at least yet) jumped on this bandwagon. Gensler, however, has made it clear he is looking out for bad actors who may be violating existing laws on short selling. For example, there are rules that prohibit naked short selling , the practice of short selling shares that haven't first been borrowed. When short selling is banned, traders who want to buy stock but need to hedge their risk will be hesitant to do so."
☆ SEC Chair Gary Gensler tees up changes to how the stock market operates
  + stars: | 2022-12-13 | by ( Bob Pisani | ) www.cnbc.com   time to read: +8 min
These wholesalers may send the orders to exchanges, but often match the orders against their own internal order flow. However, Gensler has claimed that pension funds and other institutional investors are not able to interact with that retail order flow. Execution quality disclosure Market participants are required to submit monthly reports indicating how well they are executing client orders. Gensler has said investors today need a better understanding of how well their trading orders are being executed. Gensler's broad agenda The proposals on market structure are part of a broad agenda Gensler has undertaken this year.
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